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Diagnostic value and prognostic implications of serum procalcitonin after cardiac surgery: a systematic review of the literature

Christoph Sponholz, Yasser Sakr, Konrad Reinhart* and Frank Brunkhorst

Author Affiliations

Department of Anesthesiology and Intensive Care, Friedrich-Schiller-University, Erlanger Allee 103, 07743 Jena, Germany

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Critical Care 2006, 10:R145  doi:10.1186/cc5067

The electronic version of this article is the complete one and can be found online at: http://ccforum.com/content/10/5/R145


Received:12 July 2006
Revisions received:24 September 2006
Accepted:13 October 2006
Published:13 October 2006

© 2006 Sponholz et al.; licensee BioMed Central Ltd.

This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Introduction

Systemic inflammatory response syndrome is common after surgery, and it can be difficult to discriminate between infection and inflammation. We performed a review of the literature with the aims of describing the evolution of serum procalcitonin (PCT) levels after uncomplicated cardiac surgery, characterising the role of PCT as a tool in discriminating infection, identifying the relation between PCT, organ failure, and severity of sepsis syndromes, and assessing the possible role of PCT in detection of postoperative complications and mortality.

Methods

We performed a search on MEDLINE using the keyword 'procalcitonin' crossed with 'cardiac surgery,' 'heart,' 'postoperative,' and 'transplantation.' Our search was limited to human studies published between January 1990 and June 2006.

Results

Uncomplicated cardiac surgery induces a postoperative increase in serum PCT levels. Peak PCT levels are reached within 24 hours postoperatively and return to normal levels within the first week. This increase seems to be dependent on the surgical procedure and on intraoperative events. Although PCT values reported in infected patients are generally higher than in non-infected patients after cardiac surgery, the cutoff point for discriminating infection ranges from 1 to 5 ng/ml, and the dynamics of PCT levels over time may be more important than absolute values. PCT is superior to C-reactive protein in discriminating infections in this setting. PCT levels are higher with increased severity of sepsis and the presence of organ dysfunction/failure and in patients with a poor outcome or in those who develop postoperative complications. PCT levels typically remain unchanged after acute rejection but increase markedly after bacterial and fungal infections. Systemic infections are associated with greater PCT elevation than is local infection. Viral infections are difficult to identify based on PCT measurements.

Conclusion

The dynamics of PCT levels, rather than absolute values, could be important in identifying patients with infectious complications after cardiac surgery. PCT is useful in differentiating acute graft rejection after heart and/or lung transplantation from bacterial and fungal infections. Further studies are needed to define cutoff points and to incorporate PCT levels in useful prediction models.

Introduction

Procalcitonin (PCT) is a polypeptide consisting of 116 amino acids and is the precursor of calcitonin [1]. The role of PCT in inflammatory conditions, such as sepsis, was first described by Assicot et al. [2], who observed a rise in serum PCT levels three to four hours after a single injection of endotoxin, reaching a maximum 24 hours thereafter [3]. The origin of PCT in the inflammatory response is not yet fully understood, but it is believed that PCT is produced in the liver [4] and peripheral mononuclear cells [5], modulated by cytokines and lipopolysaccharide.

Over the last decade, PCT has become increasingly popular as a novel marker of infection in the intensive care unit (ICU) setting. Several studies have underscored its value in a variety of clinical conditions for identifying infectious processes [6-8], characterising the severity of the underlying illness [9,10], guiding therapy [11-13], and risk stratification [14-16]. Three different kits for PCT measurement are currently available: the LUMI-Test, the Q-Test, and the Kryptor Test (BRAHMS AG, Hennigsdorf, Germany). The most commonly used kit for measuring PCT, the LUMI-Test, is based on a immunoluminometric assay that binds PCT to two different antibodies in the calcitonin and katacalcin regions of the protein. Results of the measurement are available within one hour, and only 20 μl of blood serum or plasma is needed for the test. The sensitivity of the LUMI-Test is 0.1 ng/ml [17], the functional assay sensitivity (defined as the smallest value with an interassay precision of 20% coefficient of variation [CV]) is 0.3 ng/ml, and the interassay precision in the clinically relevant range is between 6% and 10% CV (data provided by BRAHMS AG). The PCT Q-Test uses a semiquantitative one-step, solid-phase immunoassay that needs 200 μl of serum or plasma, with results available within 30 minutes. The semiquantitative measurement of the test is correlated to three reference concentrations of 0.5, 2, and 10 ng/ml [18,19]. The Kryptor Test for PCT measurement was introduced in 2004. This test is based on TRACE (time-resolved amplified cryptate emission) technology. PCT values are available within 20 minutes with a functional assay sensitivity of 0.06 ng/ml, and 50 μl of blood serum or plasma is needed for measurement [20]. At a concentration between 0.1 and 0.3 ng/ml, the Kryptor Test has an intra-assay CV of less than or equal to 7% and an interassay CV of less than or equal to 10%, and at concentrations greater than 0.3 ng/ml the intra-assay CV is less than or equal to 3% and the interassay CV is less than or equal to 6% (data provided by BRAHMS AG).

Surgical patients, especially those admitted to the ICU after cardiac surgery, represent a major diagnostic challenge in terms of identification of infectious complications. These patients have usually been subjected to intraoperative procedures that may induce various degrees of tissue inflammation and cytokine liberation [21]. Meisner et al. [22] reported that PCT concentrations were moderately increased above the normal range in 32% of patients after minor and aseptic surgery, in 59% after cardiac and thoracic surgery, and in 95% of patients after surgery of the intestine. Cardiac surgery per se and the use of cardiopulmonary bypass (CPB) lead to a more pronounced activation of cytokines than that following some other surgical procedures [23]. This cytokine 'burst' leads to a systemic response by the body's inflammatory system, well known as the systemic inflammatory response syndrome (SIRS) [24] and similar to that observed with infections, making the diagnosis of infection more difficult. Because timing is crucial in initiating therapy and determining the subsequent outcome of septic conditions [25], understanding the kinetics of PCT in various clinical conditions may improve our ability to use this marker as an early diagnostic tool.

The aims of this qualitative review were, therefore, to identify the time course of serum PCT levels after uncomplicated cardiac surgery, to characterise the possible differences in serum PCT levels with various surgical procedures, and to investigate the value of PCT levels in terms of diagnosing infection or predicting outcome in these patients.

Materials and methods

We performed a search on MEDLINE using the keyword 'procalcitonin' crossed with 'cardiac surgery,' 'heart,' 'postoperative,' and 'transplantation.' Our search was limited to human studies published between January 1990 and June 2006. The abstracts of all articles were used to confirm our target population (patients undergoing cardiac surgery), and the corresponding full-text articles were reviewed for the presence of data with postoperative PCT levels. Two investigators (CS and YS) independently identified the eligible literature. Among the pre-defined variables collected were year of publication, study design (prospective/retrospective/case report), number of patients included, age group (adults or infants), disease group, markers other than PCT, and study results. Any inconsistencies between the two investigators in the data collected were resolved by consensus. To avoid publication bias, abstracts and full articles were eligible if PCT levels were reported. We also reviewed the bibliographies of available studies for potentially eligible studies. Of 37 articles that quoted PCT levels in patients undergoing cardiac surgery, three articles in abstract form were excluded because of insufficient data [26-28] and 34 were included in our review. Table 1 gives an overview of the studies included.

Table 1. Studies reporting perioperative PCT levels in patients undergoing cardiac surgery

Time course of serum PCT levels after uncomplicated cardiac surgery

Serum PCT levels increase postoperatively after uncomplicated cardiac surgery, reaching a peak level within 24 hours postoperatively [29-48], and return to normal values in the following days (Figure 1). Peak PCT values, measured by the immunoluminometric assay, range from 0.5 to 7.0 ng/ml [29,31-40,42-44,46-48].

thumbnailFigure 1. Serum procalcitonin (PCT) concentrations in patients after cardiac surgery with no complications according to the type of surgery. Group 1, coronary artery bypass grafting (CABG) with cardiopulmonary bypass (CPB). Group 2, CABG without CPB. Group 3, valvular surgery with CBP.© The Board of Management and Trustees of the British Journal of Anaesthesia. Reproduced from [36] by permission of Oxford University Press/British Journal of Anaesthesia.

Several factors may influence the evolution of serum PCT levels after cardiac surgery in the absence of postoperative complications. The specific surgical techniques used during the procedure may be one important factor. Franke et al. [34] reported higher PCT levels in patients after on-pump coronary artery bypass grafting (CABG) than in those after off-pump coronary artery bypass (OPCAB) surgery. Kilger et al. [29] found higher postoperative PCT levels in patients after OPCAB than in those after minimally invasive direct coronary artery bypass (MIDCAB), with median PCT levels of 2.0 ng/ml in the OPCAB and 0.7 ng/ml in the MIDCAB group. PCT levels were also higher after valvular surgery and thoracic aortic surgery than after CABG, with Loebe et al. [40] reporting PCT levels of greater than or equal to 5 ng/ml in 13% of patients who underwent CABG compared with 39% and 35% of those who underwent valvular and aortic surgery, respectively. A more pronounced increase in serum PCT levels was also reported after procedures involving ventriculotomy than after those involving atriotomy [48,49]. In paediatric patients, PCT levels increased more markedly after surgical repair of Tetralogy of Fallot than in those undergoing repair of ventricular septal defect or atrial septal defect [50]. Intraoperative factors have also been shown to influence the postoperative evolution of serum PCT levels (for example, aortic cross-clamping time [30,46,48,49], duration of CPB [30,45,46], and the duration of surgery [45]).

Elevated PCT levels after surgical procedures may be explained by normal PCT kinetics. Three to four hours after injection of endotoxin in healthy subjects, PCT levels start to rise, reaching a maximum 24 hours thereafter [3]. The return in PCT levels to normal within a few days after surgery after an uncomplicated postoperative course can be explained by the half-life of PCT (18 to 24 hours) [1] in the absence of a further insult that may induce more PCT production. Meisner et al. [51] showed that PCT production could be induced by various stimuli such as trauma, tissue injury, and others and that this non-specific and non-infectious stimulation of PCT is much lower than specific induction and much lower compared with other markers of the inflammatory response. The source of PCT production in these conditions could be explained by non-specific cytokine liberation from the injured tissue [52]. Endotoxin release has also been reported after procedures involving the heart-lung machine [53].

The evolution of other clinically used markers of tissue inflammation/infection in relation to that of PCT was also reported in some comparative studies. C-reactive protein (CRP) levels increase postoperatively, peaking between postoperative days one and three and remaining elevated up to the second week postoperatively [29,30,35,54]. irrespective of the extent of surgery [33,34,36,38,42,45,46,54]. Levels of interleukin-6 (IL-6), another marker of immune system activation, also increase postoperatively [34,41,46,48,50,55,56]., peaking at 6 to 24 hours after surgery [34,46,48], and are probably not related to the extent of surgery [48].

In summary, uncomplicated cardiac surgery induces a postoperative increase in serum PCT levels. Peak PCT levels are reached within 24 hours postoperatively and return to normal levels within the first week. This increase seems to be dependent on the surgical procedure, with more invasive procedures associated with higher PCT levels, and on intraoperative events, including aortic cross-clamping time, duration of CPB, and the duration of surgery.

PCT as a tool for identifying infection

Because of the marked overlap of signs and symptoms, diagnosis of infection still represents a major challenge in ICU patients after cardiac surgery. Early differentiation between SIRS after cardiac surgery and the development of perioperative infection is crucial to enable appropriate antibiotic therapy to be started and to prevent subsequent complications.

Several studies reported higher PCT levels after cardiac surgery in infected compared with non-infected patients [33,35-38,41,45,57,58]. Importantly, PCT levels remained elevated in the first week postoperatively [35,37,38]. The elevations in PCT levels were also reported to be more pronounced in bacterial and fungal infections than in viral infections of SIRS [37,59]. PCT levels ranged from a mean value of 4 ng/ml up to 30 ng/ml in infected patients, depending on the time at which infection was diagnosed. Initiating appropriate antibiotic therapy seems to bring about a marked reduction in PCT levels. Rothenburger et al. [35] reported a decrease in PCT levels in patients with systemic infection after cardiac surgery within 5 days after starting appropriate antibiotic therapy (from a median of 11 to 0.56 ng/ml).

In addition to PCT, CRP levels increase consistently after infection [35,38,40] and both seem to be correlated to infection in this subgroup of patients [38]. In contrast to PCT and CRP, white blood cell (WBC) count has no discriminative power in differentiating infected from non-infected patients after cardiac surgery [33,38,54].

Rothenburger et al. [35] evaluated the diagnostic value of PCT and CRP in a group of 59 patients undergoing CPB. At a cutoff level of 4 ng/ml, PCT had a sensitivity of 86% and a specificity of 98% in predicting infection, whereas CRP at a cutoff level of 180 mg/l had a sensitivity of 100% and a specificity of 75%. Likewise, Aouifi et al. [39] reported that PCT was superior to CRP in predicting an infectious aetiology in 131 adult patients undergoing CPB. At a 1 ng/ml cutoff point, PCT had a sensitivity of 85% and a specificity of 95% in predicting infection, whereas CRP had a sensitivity of only 64% and a specificity of 84% at a cutoff level of 150 mg/l. Moreover, the area under the receiver operating characteristic (ROC) curves for prediction of infection was 0.82 and 0.62 for PCT and CRP, respectively (Figure 2). In addition, in 80 high-risk patients with an APACHE (acute physiology and chronic health evaluation) II score of greater than 20 undergoing CABG, Dörge et al. [57] found that PCT levels greater than 5 ng/ml had a sensitivity of 82% for discrimination of an infectious process but a poor specificity (only 45%). Meisner et al. [45] investigated the diagnostic value of PCT in predicting microbiologically proven infection in patients undergoing elective cardiovascular surgery. PCT levels greater than 2 ng/ml had a sensitivity of 83% and a specificity of 75% in this respect.

thumbnailFigure 2. Procalcitonin (PCT) or C-reactive protein (CRP) to predict infection. Receiver operating characteristic (ROC) curve for PCT and CRP values for prediction of infection. From [39] with permission.

In summary, PCT values reported in infected patients are generally higher than in non-infected patients after cardiac surgery. PCT is superior to CRP in discriminating infections in this setting. PCT levels decrease markedly after initiation of appropriate antibiotic therapy. The dynamics of PCT levels, rather than the absolute values, could be important in identifying patients with infectious complications after cardiac surgery.

The relation between PCT, organ failure, and severity of sepsis syndromes

Several studies have suggested the presence of a correlation between serum PCT levels, the severity of sepsis syndromes, and the occurrence of organ dysfunction/failure after cardiac surgery [36,37,41,44,59]. Aouifi et al. [36] reported that PCT levels were correlated with the severity of sepsis. PCT levels reached up to 20 ng/ml in patients with sepsis and were as high as 97 ng/ml in patients who developed septic shock after CBP. Sablotzki et al. [41,55] reported an elevation in PCT levels of more than 20 ng/ml during the first 3 days in patients suffering from multiorgan dysfunction syndrome (MODS) compared with patients with SIRS. Boeken et al. [59] reported mean PCT levels of 19 ng/ml in patients with sepsis, whereas sepsis-free patients had a mean PCT value of only 0.8 ng/ml. Recently, Celebi et al. [30] reported that PCT levels greater than 0.7 ng/ml, using the Kryptor assay, could predict postoperative organ failure in children undergoing cardiac surgery with a sensitivity of 85% and a specificity of 58%; at a cutoff level of 7.7 ng/ml, sensitivity and specificity rose to 100%. Brunkhorst et al. [9] found that PCT levels greater than 2 ng/ml discriminated patients with severe sepsis but not those with septic shock.

From the available literature, it is difficult to recommend cutoff points for discriminating patients according to the presence of organ dysfunction/failure or the severity of sepsis syndromes after cardiac surgery. In a group of 101 critically ill patients, Giamarellos-Bourboulis et al. [60,61] failed to demonstrate any agreement between standard definitions of sepsis syndromes and those incorporating PCT levels as part of the diagnostic criteria.

Comparative data with other markers of tissue inflammation are scanty. Only two studies reported higher IL-6 levels, equivalent to the increase in PCT, in patients developing MODS on the first postoperative day compared with patients with SIRS without evidence of organ failure [41,55], and WBC count [44] was poorly discriminative in this respect [41,55].

In summary, PCT levels are higher with increased severity of sepsis syndromes and the presence of organ dysfunction/failure. Interpretation of PCT levels in this context should take these factors into consideration. PCT levels are correlated to the severity of sepsis syndromes; however, it is difficult to recommend cutoff points from the current literature.

The role of PCT in predicting postoperative complications and death

The association between serum PCT levels and the severity of sepsis syndromes and organ dysfunction/failure has created interest in the possible prognostic value of PCT levels. PCT levels have been shown to be correlated to several severity-of-illness scoring systems used in clinical practice, including APACHE II [45] and SAPS (simplified acute physiology score) II [39,45] scores. In addition, PCT levels correlated well with the degree of organ dysfunction/failure as assessed by the SOFA (sequential organ failure assessment) score [45]. Meisner et al. [45] showed that PCT levels correlated well to the maximum values of SOFA score over the first 2 postoperative days in 208 patients undergoing CPB. Indeed, several studies [40,41,55,57,62] have reported higher PCT levels in non-survivors after cardiac surgery compared with survivors. However, the discriminative power of PCT in this respect has been less investigated [41,55,57,62]. Dörge et al. [57] found that PCT levels greater than 10 ng/ml 24 hours postoperatively could discriminate non-survivors in a high-risk group of patients after CPB with a sensitivity of 72% but with a low specificity (51.3%). However, Fritz et al. [62] reported that a PCT level as low as 2.8 ng/ml was the best cutoff for predicting 28-day mortality in patients after CABG. Similarly, Celebi et al. [30] reported predictive values of postoperative PCT for mortality in children undergoing cardiac surgery. At a cutoff level of 34.2 ng/ml, PCT had a sensitivity of 100% and a specificity of 90%, whereas at a cutoff level of 5 ng/ml, PCT had a sensitivity of 100% and a specificity of 65% in predicting mortality.

PCT levels were also found to be related to the development of postoperative complications [42,45,46,57,63]. Lecharny et al. [42] described higher mean PCT levels in patients who developed postoperative myocardial infarction than in those with an uneventful postoperative course. Meisner et al. [45] demonstrated a correlation between postoperative PCT levels in terms of the development of SIRS, respiratory failure, and the need for positive inotropic support. Likewise, Dörge et al. [57] reported higher PCT levels in patients who developed postoperative organ failure than in those with an uncomplicated postoperative course. Adamik et al. [63] reported that after CPB, PCT levels remained unchanged in patients with an uneventful recovery and increased in patients with complications, especially in those who developed renal and hepatic dysfunction in addition to respiratory and circulatory insufficiency. Using a cutoff value of just 2.0 ng/ml, the positive and negative predictive values for postoperative complications were 100%/93% and 100%/87% on the first and second postoperative days, respectively. CRP does not seem to be useful as a prognostic marker [36], likely due to its prolonged elevation after an uneventful postoperative course.

In summary, PCT levels are consistently higher in patients with a poor outcome and in those who develop postoperative complications. Further studies are needed to define cutoff points and to incorporate PCT levels in useful prediction models.

Role of PCT in monitoring patients after heart transplantation

Another potentially useful implication of serum PCT measurement is the differential diagnosis of postoperative complications in critically ill patients who have undergone heart transplantation. Differentiation between postoperative infection and rejection is important in order to be able to initiate appropriate therapy. Several studies [37,58,64-66] have evaluated the role of PCT in patients after heart and/or lung transplantation. In 12 patients undergoing endomyocardial biopsy after heart transplantation, Boeken et al. [37] described elevated PCT levels in patients with proven bacterial or fungal infection, whereas patients who developed graft rejection had almost normal PCT levels. Patients suffering from viral infections had PCT levels comparable with those with graft rejection. Hammer et al. [58] reported similar findings in a cohort of 78 patients after heart, lung, or heart and lung transplantation. CRP levels were equally elevated in all groups. Hammer et al. [64] also reported higher PCT levels in patients with systemic infections than in those with local infection after heart and lung transplantation. PCT levels were almost within normal limits in patients with acute rejection; CRP levels, however, were similarly elevated in all groups [64].

In summary, PCT is useful in differentiating acute graft rejection after heart and/or lung transplantation from bacterial and fungal infections. PCT levels typically remain unchanged after acute rejection but increase markedly after bacterial and fungal infections. Systemic infections are associated with more PCT elevation than is local infection. Viral infections are difficult to identify based on PCT measurements, being only slightly elevated in these patients. CRP levels do not seem to be useful in this setting, because they remain equally elevated regardless of the type of postoperative complication.

Conclusion

The aims of this qualitative review were to describe the evolution of PCT after cardiac surgery and to assess the value of PCT in terms of diagnosing infection or predicting outcome in these patients. From the available literature, it is difficult to recommend universal cutoff points for PCT which clearly identify and differentiate a normal from a complicated postoperative course. PCT levels should be interpreted, therefore, according to the clinical context. After uncomplicated cardiac surgery, PCT levels increase to achieve a peak level within 24 hours postoperatively and return to normal levels within one week after surgery. The degree of PCT elevation depends on the intraoperative course and the type of the surgical procedure but is unlikely to exceed 5 ng/ml. Patients with a complicated postoperative course, with infection or sepsis syndromes, show higher PCT levels than patients with an uncomplicated course. PCT could be useful in differentiating acute graft rejection of heart and/or lung transplantation from bacterial and fungal, but not from viral, infections.

Concerning the previous limitations and interactions, PCT kinetics seems to be more attractive in identifying patients with infectious complications. There is also evidence that the evolution of PCT levels can be helpful in assessing the adequacy of antibiotic therapy in bacterial infection [12,13].

A meta-analysis by Simon et al. [6] showed that the PCT level was more sensitive (88% versus 75%) and more specific (81% versus 67%) than the CRP level in differentiating bacterial from non-infective causes of inflammation. The sensitivity for differentiating bacterial from viral infections was also higher for PCT; the specificities were comparable. PCT also had a higher positive likelihood ratio and lower negative likelihood ratio than did CRP in both groups. The analysis included published studies that evaluated these markers for the diagnosis of bacterial infections in hospitalised patients. In a more recent meta-analysis [10] in adults in ICUs or after surgery or trauma, the summary ROC curve for PCT was better than for CRP. Unfortunately, only a few studies [30,35,39] have reported data on the comparative accuracy between these markers in patients who have undergone cardiac surgery, hindering a meta-analysis of this group. However, the growing body of evidence suggests a minor role for CRP compared with serum PCT in identifying infectious complications in this setting. Further studies are needed to clarify this issue.

Key messages

• Serum PCT levels typically increase postoperatively after uncomplicated cardiac surgery, reaching a peak level within 24 hours postoperatively.

• The dynamics of PCT levels, rather than absolute values, may be more important for identifying patients with infectious complications after cardiac surgery.

• PCT seems to be superior to CRP in discriminating infection after cardiac surgery.

• PCT levels typically remain unchanged after acute rejection but increase markedly after bacterial and fungal infection.

Abbreviations

APACHE = acute physiology and chronic health evaluation; CABG = coronary artery bypass graft; CPB = cardiopulmonary bypass; CRP = C-reactive protein; CV = coefficient of variation; ICU = intensive care unit; IL-6 = interleukin-6; MIDCAB = minimally invasive direct coronary artery bypass; MODS = multiple organ dysfunction syndrome; OPCAB = off-pump coronary artery bypass; PCT = procalcitonin; ROC = receiver operating characteristic; SIRS = systemic inflammatory response syndrome; SOFA = sequential organ failure assessment; WBC = white blood cell.

Competing interests

KR and FB have received fees from BRAHMS AG for speaking and for scientific advice. CS and YS declare that they have no competing interests.

Authors' contributions

All authors participated in the design of the study. CS and YS contributed to data collection and drafted the manuscript. KR and FB revised the article. All authors read and approved the final manuscript.

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